Litigation: SEC Vs. Ivan Ramos - SEC Charges New Jersey Insurance Agent With Defrauding Investors
January 28, 2021
January 28, 2021
WASHINGTON, Jan. 28 -- The Securities and Exchange Commission issued the following litigation release (No. 21-civ-01180; D.N.J., filed January 26, 2021):
The Securities and Exchange Commission yesterday charged New Jersey insurance agent Ivan Ramos with fraud in connection with two securities offerings that raised over $1 million from his insurance clients and other investors.
According to the SEC's complaint, from approximately August 2017 to July 2020, Ramos, an insur . . .
The Securities and Exchange Commission yesterday charged New Jersey insurance agent Ivan Ramos with fraud in connection with two securities offerings that raised over $1 million from his insurance clients and other investors.
According to the SEC's complaint, from approximately August 2017 to July 2020, Ramos, an insur . . .