Litigation: SEC Vs. TH Wealth Management and Brian Keat Hobbs - SEC Charges Texas-Based Investment Adviser and Its President
December 22, 2020
December 22, 2020
WASHINGTON, Dec. 22 -- The Securities and Exchange Commission issued the following litigation release (No. 3:20-cv-03676-C; N.D. Tex. filed December 18, 2020):
The Securities and Exchange Commission charged TH Wealth Management, LLC, a Dallas, Texas-based investment adviser, and Brian Keat Hobbs, its sole owner and principal, for conducting a cherry-picking scheme that defrauded four of their clients.
According to the SEC's complaint, from at least December 2016 through . . .
The Securities and Exchange Commission charged TH Wealth Management, LLC, a Dallas, Texas-based investment adviser, and Brian Keat Hobbs, its sole owner and principal, for conducting a cherry-picking scheme that defrauded four of their clients.
According to the SEC's complaint, from at least December 2016 through . . .