CFTC Fines New York and UK-Based Firms for Net Capital Deficiencies
September 25, 2020
September 25, 2020
WASHINGTON, Sept. 25 -- The Commodity Futures Trading Commission issued the following enforcement news release on Sept. 24:
The Commodity Futures Trading Commission today issued orders filing and settling charges against Marex North America LLC, a registered futures commission merchant with its principal place of business in New York, New York, and Marex Spectron International Limited, a registered introducing broker with its principal place of business in London, United Kingdom, fo . . .
The Commodity Futures Trading Commission today issued orders filing and settling charges against Marex North America LLC, a registered futures commission merchant with its principal place of business in New York, New York, and Marex Spectron International Limited, a registered introducing broker with its principal place of business in London, United Kingdom, fo . . .