Litigation: SEC Vs. Lisa Bershan, Barry Schwartz, and Joel Margulies
May 07, 2020
May 07, 2020
WASHINGTON, May 7 -- The Securities and Exchange Commission issued the following litigation release (No. 17-cv-07793; S.D.N.Y. filed Oct. 11, 2017):
On April 17, 2020, the U.S. District Court for the Southern District of New York entered final judgments on consent against three individuals who were charged with defrauding investors in connection with a purported chocolate caffeinated snack company they controlled.
The SEC's complaint alleged that Lisa Bershan and Barry . . .
On April 17, 2020, the U.S. District Court for the Southern District of New York entered final judgments on consent against three individuals who were charged with defrauding investors in connection with a purported chocolate caffeinated snack company they controlled.
The SEC's complaint alleged that Lisa Bershan and Barry . . .