N.Y. U.S. Attorney: Executive at Investment Management Firm Pleads Guilty in Connection With Multimillion-Dollar Securities Fraud Scheme
May 05, 2020
May 05, 2020
NEW YORK, May 5 -- The U.S. Attorney for the Southern District of New York, Geoffrey S. Berman, issued the following news release:
Geoffrey S. Berman, the United States Attorney for the Southern District of New York, announced that AHMAD NAQVI, the chief operating officer of Elm Tree Investment Advisors LLC ("ETIA"), pled guilty before U.S. District Judge Edgardo Ramos to securities fraud charges stemming from his role in a scheme to defraud investors in multiple investmen . . .
Geoffrey S. Berman, the United States Attorney for the Southern District of New York, announced that AHMAD NAQVI, the chief operating officer of Elm Tree Investment Advisors LLC ("ETIA"), pled guilty before U.S. District Judge Edgardo Ramos to securities fraud charges stemming from his role in a scheme to defraud investors in multiple investmen . . .