N.Y. A.G. James Moves to Modernize and Streamline Securities Filings in NYS
April 07, 2020
April 07, 2020
ALBANY, New York, April 7 -- New York Attorney General Letitia James issued the following news release:
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- New Rules Will Move Filers to National Electronic Systems, Create Greater Protections for Investors
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New York Attorney General Letitia James took steps to streamline and enhance the oversight of the securities industry in New York by proposing new rules to modernize registrations with the Investor Protection Bureau (IPB) in the O . . .
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- New Rules Will Move Filers to National Electronic Systems, Create Greater Protections for Investors
* * *
New York Attorney General Letitia James took steps to streamline and enhance the oversight of the securities industry in New York by proposing new rules to modernize registrations with the Investor Protection Bureau (IPB) in the O . . .