Litigation: SEC Vs. Donald H. Hunter
March 26, 2020
March 26, 2020
WASHINGTON, March 26 -- The Securities and Exchange Commission issued the following litigation release (No. 3:20-cv-00391-RNC; D. Conn, filed March 24, 2020):
The Securities and Exchange Commission charged Donald H. Hunter, an unregistered investment adviser based in Ridgefield, Connecticut, with failing to disclose material conflicts of interest related to the sale of shares of You Angel Finance, LLC.
According to the SEC's complaint, in 2012 the Financial Industry Reg . . .
The Securities and Exchange Commission charged Donald H. Hunter, an unregistered investment adviser based in Ridgefield, Connecticut, with failing to disclose material conflicts of interest related to the sale of shares of You Angel Finance, LLC.
According to the SEC's complaint, in 2012 the Financial Industry Reg . . .