Litigation: SEC Vs. John D. Fierro, JDF Capital
February 27, 2020
February 27, 2020
WASHINGTON, Feb. 27 -- The Securities and Exchange Commission issued the following litigation release (No. 3:20-cv-2104; D.N.J. Feb. 26, 2020):
On February 26, 2020, the Securities and Exchange Commission charged John D. Fierro, a New Jersey resident, and his company, JDF Capital, Inc., with failing to register as dealers with the SEC. Fierro and JDF bought and sold billions of newly issued shares of penny stock, generating millions of dollars in profits.
The SEC's comp . . .
On February 26, 2020, the Securities and Exchange Commission charged John D. Fierro, a New Jersey resident, and his company, JDF Capital, Inc., with failing to register as dealers with the SEC. Fierro and JDF bought and sold billions of newly issued shares of penny stock, generating millions of dollars in profits.
The SEC's comp . . .