Litigation: SEC Vs. David Aubel, Robert Raffa
January 28, 2020
January 28, 2020
WASHINGTON, Jan. 28 -- The Securities and Exchange Commission issued the following litigation release (No. 16-CV-10670; D. Mass. filed April 7, 2016):
On January 16, 2020, a federal court judge entered a final judgment against David Aubel, of North Carolina, for his role in an alleged fraudulent scheme to manipulate the stock of a purported waste processing company. The court previously entered a final judgment by consent against Robert Raffa, of New Hampshire, related to the same s . . .
On January 16, 2020, a federal court judge entered a final judgment against David Aubel, of North Carolina, for his role in an alleged fraudulent scheme to manipulate the stock of a purported waste processing company. The court previously entered a final judgment by consent against Robert Raffa, of New Hampshire, related to the same s . . .