Litigation: SEC Vs. Kelter
January 09, 2020
January 09, 2020
WASHINGTON, Jan. 9 -- The Securities and Exchange Commission issued the following litigation release (No. 3:17-cv-01441; M.D. Tenn. filed Nov. 9, 2017):
On January 6, 2020, the U.S. District Court for the Middle District of Tennessee entered a final consent judgment in a previously-filed SEC enforcement action against Jay Costa Kelter, a former registered investment adviser and registered representative. The SEC's action (https://www.sec.gov/litigation/litreleases/2017/lr23984.htm), . . .
On January 6, 2020, the U.S. District Court for the Middle District of Tennessee entered a final consent judgment in a previously-filed SEC enforcement action against Jay Costa Kelter, a former registered investment adviser and registered representative. The SEC's action (https://www.sec.gov/litigation/litreleases/2017/lr23984.htm), . . .