Duff and Phelps: Mark Turner Writes About SM&CR for Compliance Monitor
November 25, 2019
November 25, 2019
NEW YORK, Nov. 25 -- Duff and Phelps issued the following news:
Mark Turner, Managing Director in Duff & Phelps' Compliance and Regulatory Consulting practice, wrote an article for Compliance Monitor discussing the upcoming Senior Managers and Certification Regime (SM&CR) which goes live on December 9, 2020.
Aiming to improve culture across the financial services industry and strengthen individual accountability, SM&CR is widely considered as the biggest cha . . .
Mark Turner, Managing Director in Duff & Phelps' Compliance and Regulatory Consulting practice, wrote an article for Compliance Monitor discussing the upcoming Senior Managers and Certification Regime (SM&CR) which goes live on December 9, 2020.
Aiming to improve culture across the financial services industry and strengthen individual accountability, SM&CR is widely considered as the biggest cha . . .