Litigation: SEC Vs. Richard Lee
November 21, 2019
November 21, 2019
WASHINGTON, Nov. 21 -- The Securities and Exchange Commission issued the following litigation release - SEC vs. Richard Lee, et al., No. 13-cv-05185 (S.D.N.Y. filed July 23, 2013):
On November 21, 2019, a federal district court in New York, New York entered a final judgment against Richard Lee, a former portfolio manager at S.A.C. Capital Advisors L.P., a former hedge fund management firm that was located in Stamford, Connecticut. The SEC previously charged Lee and another defendant . . .
On November 21, 2019, a federal district court in New York, New York entered a final judgment against Richard Lee, a former portfolio manager at S.A.C. Capital Advisors L.P., a former hedge fund management firm that was located in Stamford, Connecticut. The SEC previously charged Lee and another defendant . . .