Duff & Phelps: Nick Bayley Featured in HFM Week-FCA Lasers in on PA Dealing
November 07, 2019
November 07, 2019
NEW YORK, Nov. 7 -- Duff and Phelps issued the following news:
Nick Bayley, Managing Director in Duff & Phelps' Compliance and Regulatory Consulting practice, spoke to HFM Week to discuss the Financial Conduct Authority's (FCA) latest Market Watch report.
The FCA has renewed its focus on personal account dealing (PAD) policies and has called on UK financial services firms to establish appropriate rules governing PAD undertaken by relevant persons.
The F . . .
Nick Bayley, Managing Director in Duff & Phelps' Compliance and Regulatory Consulting practice, spoke to HFM Week to discuss the Financial Conduct Authority's (FCA) latest Market Watch report.
The FCA has renewed its focus on personal account dealing (PAD) policies and has called on UK financial services firms to establish appropriate rules governing PAD undertaken by relevant persons.
The F . . .