Duff and Phelps: Monique Melis Speaks to FT Adviser About SM&CR
November 04, 2019
November 04, 2019
NEW YORK, Nov. 4 -- Duff and Phelps issued the following news:
Monique Melis, Managing Director and Global Head of Duff & Phelps' Compliance and Regulatory Consulting practice, spoke to FT Adviser about the incoming Senior Managers and Certification Regime (SM&CR).
SM&CR is intended to improve accountability, and will bring increased scrutiny around how advisers treat their clients.
Monique commented, "Advisers are scared of getting burnt, . . .
Monique Melis, Managing Director and Global Head of Duff & Phelps' Compliance and Regulatory Consulting practice, spoke to FT Adviser about the incoming Senior Managers and Certification Regime (SM&CR).
SM&CR is intended to improve accountability, and will bring increased scrutiny around how advisers treat their clients.
Monique commented, "Advisers are scared of getting burnt, . . .