CFTC Charges Upstream Energy Services With Acting as an Unregistered Futures Commission Merchant
October 24, 2019
October 24, 2019
WASHINGTON, Oct. 24 -- The Commodity Futures Trading Commission issued the following enforcement news release:
The U.S. Commodity Futures Trading Commission announced today that it issued an order filing and settling charges against Upstream Energy Services LLC of Houston, Texas requiring it to pay a $75,000 civil monetary penalty for acting as an unregistered Futures Commission Merchant (FCM).
"The Commission will continue to vigorously pursue violations of the r . . .
The U.S. Commodity Futures Trading Commission announced today that it issued an order filing and settling charges against Upstream Energy Services LLC of Houston, Texas requiring it to pay a $75,000 civil monetary penalty for acting as an unregistered Futures Commission Merchant (FCM).
"The Commission will continue to vigorously pursue violations of the r . . .