FINRA Bars Ami Forte and Charles Lawrence for Their Roles in Churning Accounts of Elderly Client With Dementia
October 21, 2019
October 21, 2019
WASHINGTON, Oct. 21 -- The Financial Industry Regulatory Authority issued the following news release:
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- Forte and Lawrence Exploited Elderly Client to Generate More Than $9 Million in Commissions in Less Than One Year
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FINRA today announced it has barred Ami Forte and Charles Lawrence of Florida for their respective roles in churning accounts belonging to a 79-year-old customer who suffered from severe cognitive impairment.
* * *
- Forte and Lawrence Exploited Elderly Client to Generate More Than $9 Million in Commissions in Less Than One Year
* * *
FINRA today announced it has barred Ami Forte and Charles Lawrence of Florida for their respective roles in churning accounts belonging to a 79-year-old customer who suffered from severe cognitive impairment.