Report From FINRA Board of Governors Meeting - September 2019
October 03, 2019
October 03, 2019
WASHINGTON, Oct. 3 -- The Financial Industry Regulatory Authority issued the following news release:
FINRA's Board of Governors met on Sept. 24-26 at FINRA's offices in New York, where it approved six rule proposals and received several operational updates from FINRA staff.
The Board continued its engagement with key stakeholders by meeting with two officials from the Securities and Exchange Commission (SEC): Pete Driscoll, Director of the SEC's Office of Compliance Ins . . .
FINRA's Board of Governors met on Sept. 24-26 at FINRA's offices in New York, where it approved six rule proposals and received several operational updates from FINRA staff.
The Board continued its engagement with key stakeholders by meeting with two officials from the Securities and Exchange Commission (SEC): Pete Driscoll, Director of the SEC's Office of Compliance Ins . . .