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Litigation: SEC Vs. Brian D. Barrilleaux
September 24, 2019
WASHINGTON, Sept. 24 -- The Securities and Exchange Commission issued the following litigation release - SEC vs. Brian D. Barrilleaux, No. 4:19-civ-3513, (S.D.T.X. filed Sept. 17, 2019):

The U.S. Securities and Exchange Commission ("SEC") filed settled charges against Brian D. Barrilleaux September 17, 2019.

The SEC's complaint alleges that Barrilleaux, of Houston, Texas, violated the antifraud provisions of the federal securities laws by assisting a Houston, . . .

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