Duff & Phelps: Mark Turner Talks to HFM Compliance About Accountability
September 16, 2019
September 16, 2019
NEW YORK, Sept. 16 -- Duff and Phelps issued the following news:
Mark Turner, Managing Director in Duff & Phelps' Compliance and Regulatory Consulting practice, spoke to HFM Compliance about the upcoming implementation of the Senior Mangers and Certification Regime (SM&CR) and how some hedge fund managers in London are still not ready for the December 9 go-live date.
Under the Senior Manager aspect of the regime, firms are required to set down their senior mana . . .
Mark Turner, Managing Director in Duff & Phelps' Compliance and Regulatory Consulting practice, spoke to HFM Compliance about the upcoming implementation of the Senior Mangers and Certification Regime (SM&CR) and how some hedge fund managers in London are still not ready for the December 9 go-live date.
Under the Senior Manager aspect of the regime, firms are required to set down their senior mana . . .