New York A.G. James Leads Coalition Suing SEC for Putting Brokers Ahead of Investors
September 10, 2019
September 10, 2019
NEW YORK, Sept. 10 -- New York Attorney General Letitia James issued the following news release:
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- 'Regulation Best Interest' Fails to Protect Investors or Meet Standards Laid Out in Landmark Dodd-Frank Act
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New York Attorney General Letitia James today led a coalition of eight attorneys general from around the nation in filing a federal lawsuit, in the Southern District of New York, challenging the Securities & Exchange Commissi . . .
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- 'Regulation Best Interest' Fails to Protect Investors or Meet Standards Laid Out in Landmark Dodd-Frank Act
* * *
New York Attorney General Letitia James today led a coalition of eight attorneys general from around the nation in filing a federal lawsuit, in the Southern District of New York, challenging the Securities & Exchange Commissi . . .