Connecticut A.G. Tong Sues Sec for Putting Brokers Ahead of Investors
September 10, 2019
September 10, 2019
HARTFORD, Connecticut, Sept. 10 -- Connecticut Attorney General William Tong issued the following news release:
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- 'Regulation Best Interest' Fails to Protect Investors or Meet Standards Laid Out in Landmark Dodd-Frank Law
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Attorney General William Tong today joined a coalition of eight attorneys general from around the nation in filing a federal lawsuit in the Southern District of New York, challenging the Securities & Exchange C . . .
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- 'Regulation Best Interest' Fails to Protect Investors or Meet Standards Laid Out in Landmark Dodd-Frank Law
* * *
Attorney General William Tong today joined a coalition of eight attorneys general from around the nation in filing a federal lawsuit in the Southern District of New York, challenging the Securities & Exchange C . . .