N.Y. U.S. Attorney: Financial Adviser Pleads Guilty to Defrauding Clients in Fake Investment Scheme
September 04, 2019
September 04, 2019
NEW YORK, Sept. 4 -- The U.S. Attorney for the Southern District of New York, Geoffrey S. Berman, issued the following news release:
Geoffrey S. Berman, United States Attorney for the Southern District of New York, announced today that ELIAS HERBERT HAFEN, a former financial adviser at two investment banks with offices in Manhattan, pled guilty today to investment adviser fraud in connection with having defrauded his clients out of hundreds of thousands of dollars. HAFEN surrendered . . .
Geoffrey S. Berman, United States Attorney for the Southern District of New York, announced today that ELIAS HERBERT HAFEN, a former financial adviser at two investment banks with offices in Manhattan, pled guilty today to investment adviser fraud in connection with having defrauded his clients out of hundreds of thousands of dollars. HAFEN surrendered . . .