SEC Obtains Emergency Asset Freeze, Charges Pennsylvania Investment Adviser With $100 Million Fraud
August 27, 2019
August 27, 2019
WASHINGTON, Aug. 27 -- The Securities and Exchange Commission issued the following news release:
The Securities and Exchange Commission today charged a Pennsylvania investment adviser with operating an investment advisory fraud involving over $100 million in investments. The SEC also obtained an emergency asset freeze.
The SEC's complaint alleges that Brenda Smith, and her fund Broad Reach Capital, LP, raised approximately $105 million from approximately 40 investors by . . .
The Securities and Exchange Commission today charged a Pennsylvania investment adviser with operating an investment advisory fraud involving over $100 million in investments. The SEC also obtained an emergency asset freeze.
The SEC's complaint alleges that Brenda Smith, and her fund Broad Reach Capital, LP, raised approximately $105 million from approximately 40 investors by . . .