Duff and Phelps: Mark Turner Discusses New FCA Guidance Relating to SMF 16
August 02, 2019
August 02, 2019
NEW YORK, Aug. 2 -- Duff and Phelps issued the following news:
Mark Turner, Managing Director in Duff & Phelps' Compliance and Regulatory Consulting practice, spoke to Thomson Reuters about the new guidance from the Financial Conduct Authority (FCA) which may require heads of compliance in core firms holding the SMF16 compliance oversight function to seek certification if they undertake former CF28 systems and controls functions under the defunct Approved Persons Regime.
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Mark Turner, Managing Director in Duff & Phelps' Compliance and Regulatory Consulting practice, spoke to Thomson Reuters about the new guidance from the Financial Conduct Authority (FCA) which may require heads of compliance in core firms holding the SMF16 compliance oversight function to seek certification if they undertake former CF28 systems and controls functions under the defunct Approved Persons Regime.
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