SEC Charges Portfolio Manager With Mispricing Fund Investments
July 18, 2019
July 18, 2019
WASHINGTON, July 18 -- The Securities and Exchange Commission issued the following news release:
The Securities and Exchange Commission today announced settled administrative proceedings against Swapnil Rege, a North Brunswick, New Jersey portfolio manager and trader, for mispricing private fund investments, resulting in a large personal bonus.
According to the SEC's order, from June 2016 to April 2017, while employed by the fund's adviser, Rege manipulated the inputs h . . .
The Securities and Exchange Commission today announced settled administrative proceedings against Swapnil Rege, a North Brunswick, New Jersey portfolio manager and trader, for mispricing private fund investments, resulting in a large personal bonus.
According to the SEC's order, from June 2016 to April 2017, while employed by the fund's adviser, Rege manipulated the inputs h . . .