SEC Charges Securities Lawyer and Microcap Agent With Fraud
July 15, 2019
July 15, 2019
WASHINGTON, July 15 -- The Securities and Exchange Commission issued the following litigation release:
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- Securities and Exchange Commission v. William Scott Lawler and Natalie Bannister, No. 19 Civ. 4025 (E.D.N.Y. filed July 12, 2019)
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The Securities and Exchange Commission charged an Arizona-based attorney and a Missouri-based agent of microcap shell companies with securities fraud and registration violations.
According . . .
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- Securities and Exchange Commission v. William Scott Lawler and Natalie Bannister, No. 19 Civ. 4025 (E.D.N.Y. filed July 12, 2019)
* * *
The Securities and Exchange Commission charged an Arizona-based attorney and a Missouri-based agent of microcap shell companies with securities fraud and registration violations.
According . . .