SEC Charges Unregistered Broker Who Sold Retail Investors Securities in the Woodbridge and 1 Global Fraudulent Schemes
July 15, 2019
July 15, 2019
WASHINGTON, July 15 -- The Securities and Exchange Commission issued the following litigation release:
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- Securities and Exchange Commission v. Henry J. Wieniewitz, III, et al., No. 19-cv-61738 (S.D. Fla. filed July 15, 2019)
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The Securities and Exchange Commission today announced charges against Henry J. "Trae" Wieniewitz, III and his Knoxville, Tennessee-based company, Wieniewitz Financial, LLC, for unlawfully offering and . . .
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- Securities and Exchange Commission v. Henry J. Wieniewitz, III, et al., No. 19-cv-61738 (S.D. Fla. filed July 15, 2019)
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The Securities and Exchange Commission today announced charges against Henry J. "Trae" Wieniewitz, III and his Knoxville, Tennessee-based company, Wieniewitz Financial, LLC, for unlawfully offering and . . .