Portfolio Manager Charged with Diverting Nearly $2 Million to Personal Account
April 25, 2017
April 25, 2017
WASHINGTON, April 25 -- The Securities and Exchange Commission issued the following litigation release:
The Securities and Exchange Commission ("SEC"), on April 24, 2017, filed fraud charges against a Massachusetts-based portfolio manager accused of diverting at least $1.95 million to his personal brokerage account from a fund over which he had trading authority.
The SEC's complaint, filed in federal district court in Massachusetts, alleges that Kevin J. A . . .
The Securities and Exchange Commission ("SEC"), on April 24, 2017, filed fraud charges against a Massachusetts-based portfolio manager accused of diverting at least $1.95 million to his personal brokerage account from a fund over which he had trading authority.
The SEC's complaint, filed in federal district court in Massachusetts, alleges that Kevin J. A . . .