SEC Announces 2017 Compliance Outreach Program Seminars for Investment Companies and Investment Advisers
March 23, 2017
March 23, 2017
WASHINGTON, March 23 -- The Securities and Exchange Commission issued the following news release:
The Securities and Exchange Commission today announced the opening of registration for its compliance outreach program seminars for investment companies and investment advisers. The seminars will be offered in four cities and are intended to help Chief Compliance Officers (CCOs) and other senior personnel enhance compliance programs at investment companies and investment advisory firm . . .
The Securities and Exchange Commission today announced the opening of registration for its compliance outreach program seminars for investment companies and investment advisers. The seminars will be offered in four cities and are intended to help Chief Compliance Officers (CCOs) and other senior personnel enhance compliance programs at investment companies and investment advisory firm . . .