NFA Settles Enforcement Action Against James A. Ward, A Former Associated Person Of American Atlantic Financial Corporation
March 03, 2008
March 03, 2008
CHICAGO, March 3 -- The National Futures Association issued the following news release:
National Futures Association (NFA) has ordered James A. Ward, a former associated person of American Atlantic Financial Corp. (American Atlantic), not to apply for NFA membership or associate membership for a period of one year. American Atlantic is an Introducing Broker located in Fort Lauderdale, Florida. The Decision, issued by an NFA Hearing Panel, is based on the Complaint filed in April 2 . . .
National Futures Association (NFA) has ordered James A. Ward, a former associated person of American Atlantic Financial Corp. (American Atlantic), not to apply for NFA membership or associate membership for a period of one year. American Atlantic is an Introducing Broker located in Fort Lauderdale, Florida. The Decision, issued by an NFA Hearing Panel, is based on the Complaint filed in April 2 . . .