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SEC Issues Order Involving Larry Feinblum
June 15, 2021
WASHINGTON, June 15 -- The Securities and Exchange Commission issued the following order (Admin. Proc. File No. 3-14407) involving Larry Feinblum:

In the Matter of LARRY FEINBLUM

ORDER VACATING MUNICIPAL SECURITIES DEALER, MUNICIPAL ADVISOR, TRANSFER AGENT, AND NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION BARS

Larry Feinblum has requested that we vacate certain collateral bars that were imposed in an administrative order, dated May 31, 2011 (the &q . . .

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