SEC Issues Order Involving Larry Feinblum
June 15, 2021
June 15, 2021
WASHINGTON, June 15 -- The Securities and Exchange Commission issued the following order (Admin. Proc. File No. 3-14407) involving Larry Feinblum:
In the Matter of LARRY FEINBLUM
ORDER VACATING MUNICIPAL SECURITIES DEALER, MUNICIPAL ADVISOR, TRANSFER AGENT, AND NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION BARS
Larry Feinblum has requested that we vacate certain collateral bars that were imposed in an administrative order, dated May 31, 2011 (the &q . . .
In the Matter of LARRY FEINBLUM
ORDER VACATING MUNICIPAL SECURITIES DEALER, MUNICIPAL ADVISOR, TRANSFER AGENT, AND NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION BARS
Larry Feinblum has requested that we vacate certain collateral bars that were imposed in an administrative order, dated May 31, 2011 (the &q . . .