SEC Issues Order Involving Andrew W. Limpert
June 15, 2021
June 15, 2021
WASHINGTON, June 15 -- The Securities and Exchange Commission issued the following order (Admin. Proc. File No. 3-14404) involving Andrew W. Limpert:
In the Matter of ANDREW W. LIMPERT
ORDER VACATING MUNICIPAL SECURITIES DEALER, MUNICIPAL ADVISOR, TRANSFER AGENT, AND NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION BARS
Andrew W. Limpert seeks to vacate an order, dated July 11, 2012 (the "Order"), to the extent that it bars him from associati . . .
In the Matter of ANDREW W. LIMPERT
ORDER VACATING MUNICIPAL SECURITIES DEALER, MUNICIPAL ADVISOR, TRANSFER AGENT, AND NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION BARS
Andrew W. Limpert seeks to vacate an order, dated July 11, 2012 (the "Order"), to the extent that it bars him from associati . . .