Investors Remain Front of Mind at the SEC Chairman Clayton: Approach to Allocation of Resources, Oversight and Rulemaking
April 03, 2020
April 03, 2020
WASHINGTON, April 3 -- The Securities and Exchange Commission issued the following statement by Chairman Jay Clayton on April 2:
* * *
- Implementation of Regulation Best Interest and Form CRS
* * *
Over 57 million American households are invested in our securities markets. The interests of these individuals--our long-term Main Street investors--are the lens through which we evaluate whether we are effectively advancing the SEC's mission. The 4 . . .
* * *
- Implementation of Regulation Best Interest and Form CRS
* * *
Over 57 million American households are invested in our securities markets. The interests of these individuals--our long-term Main Street investors--are the lens through which we evaluate whether we are effectively advancing the SEC's mission. The 4 . . .