SEC Issues Order Involving Leonardo Cornide, Jorge Falcon
January 25, 2020
January 25, 2020
WASHINGTON, Jan. 25 -- The Securities and Exchange Commission issued the following order (No. 3-19511) involving Leonardo Cornide and Jorge Falcon:
AMENDED ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING A CEASE- AND-DESIST ORDER
I. The Securities and Exchange Commission ("Commission") deems it appropriate that cease- and-desist proceedings be, and hereby are, insti . . .
AMENDED ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING A CEASE- AND-DESIST ORDER
I. The Securities and Exchange Commission ("Commission") deems it appropriate that cease- and-desist proceedings be, and hereby are, insti . . .