SEC Issues Order Involving Chad Starkey
January 17, 2020
January 17, 2020
WASHINGTON, Jan. 17 -- The Securities and Exchange Commission issued the following order (No. 3-19129) involving Chad Starkey:
ORDER CONCERNING CIVIL PENALTY AND TERMINATING CEASE-AND-DESIST PROCEEDINGS
I. The Securities and Exchange Commission ("Commission") instituted an Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 ("Securities Act"), Making Findings, and Imposing Remedial Sanctions and a Cease . . .
ORDER CONCERNING CIVIL PENALTY AND TERMINATING CEASE-AND-DESIST PROCEEDINGS
I. The Securities and Exchange Commission ("Commission") instituted an Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 ("Securities Act"), Making Findings, and Imposing Remedial Sanctions and a Cease . . .