SEC Issues Order Involving Diane Dalmy
June 24, 2019
June 24, 2019
WASHINGTON, June 24 -- The Securities and Exchange Commission issued the following order (Admin. Proc. File No. 3-16339) dismissing a proceeding involving Diane Dalmy:
On January 15, 2015, we instituted a public administrative and cease-and-desist proceeding against respondent Diane Dalmy and others pursuant to Section 8A of the Securities Act of 1933, Sections 4C, 15(b)(6), and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice (" . . .
On January 15, 2015, we instituted a public administrative and cease-and-desist proceeding against respondent Diane Dalmy and others pursuant to Section 8A of the Securities Act of 1933, Sections 4C, 15(b)(6), and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice (" . . .