SEC Issues Order Involving Michael Cronin
April 23, 2019
April 23, 2019
WASHINGTON, April 23 -- The Securities and Exchange Commission issued the following order (No. 3-19153) instituting the public administrative and cease-and-desist proceedings involving Michael F. Cronin:
I. The Securities and Exchange Commission ("Commission") deems it appropriate that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 4C1 and 21C of the Securities Exchange Act of 1934 ("Exchange Act") and R . . .
I. The Securities and Exchange Commission ("Commission") deems it appropriate that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 4C1 and 21C of the Securities Exchange Act of 1934 ("Exchange Act") and R . . .