Settlement Concluded With Broker in Case Alleging Public Offering Allocation Fraudulent Practices
February 15, 2019
February 15, 2019
WASHINGTON, Feb. 15 -- The Securities and Exchange Commission issued the following litigation release:
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- Securities and Exchange Commission v. Brian Hirsch et al., No. 17-cv-13226 (D.N.J.)
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On February 13, 2019, the U.S. District Court for the District of New Jersey entered a final judgment against defendant Brian Hirsch, who was charged by the SEC in connection with public offering allocation practices at two large brokerage firms.< . . .
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- Securities and Exchange Commission v. Brian Hirsch et al., No. 17-cv-13226 (D.N.J.)
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On February 13, 2019, the U.S. District Court for the District of New Jersey entered a final judgment against defendant Brian Hirsch, who was charged by the SEC in connection with public offering allocation practices at two large brokerage firms.< . . .