SEC Issues Administrative Proceeding Involving Rubbo
June 19, 2018
June 19, 2018
WASHINGTON, June 19 -- The Securities and Exchange Commission issued the following administrative proceeding (No. 3-18548) in the matter of Pasquale Rubbo:
In the Matter of Pasquale Rubbo, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate . . .
In the Matter of Pasquale Rubbo, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate . . .