SEC Issues Administrative Proceeding on Gemini Fund Services
April 19, 2018
April 19, 2018
WASHINGTON, April 19 -- The Securities and Exchange Commission issued the following administrative proceeding (File No. 3-18348) involving Gemini Fund Services:
In the Matter of
GEMINI FUND SERVICES LLC
Respondent.
ORDER DIRECTING PAYMENT OF CERTAIN FUNDS RECEIVED BY THE COMMISSION AND DIRECTING TRANSFER OF REMAINING FUNDS TO THE U.S. TREASURY
On January 22, 2018, the Commission simultaneously instituted and settled a cease and des . . .
In the Matter of
GEMINI FUND SERVICES LLC
Respondent.
ORDER DIRECTING PAYMENT OF CERTAIN FUNDS RECEIVED BY THE COMMISSION AND DIRECTING TRANSFER OF REMAINING FUNDS TO THE U.S. TREASURY
On January 22, 2018, the Commission simultaneously instituted and settled a cease and des . . .