Litigation: SEC Vs. Nutmeg Group, Randall Goulding
November 26, 2019
November 26, 2019
WASHINGTON, Nov. 26 -- The Securities and Exchange Commission issued the following litigation release - SEC vs. The Nutmeg Group LLC and Randall Goulding, Civil Action No. 09-cv-1775 (N.D. IL, filed March 23, 2009):
An Illinois federal judge entered a final judgment on November 12, 2019 against an investment adviser who the SEC charged in March 2009 with fraud for misappropriating client assets and misrepresenting the value of 15 unregistered investment pools.
Following . . .
An Illinois federal judge entered a final judgment on November 12, 2019 against an investment adviser who the SEC charged in March 2009 with fraud for misappropriating client assets and misrepresenting the value of 15 unregistered investment pools.
Following . . .