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SEC Issues Administrative Proceeding on Three Companies
September 11, 2017
WASHINGTON, Sept. 11 -- The Securities and Exchange Commission issued the following administrative proceeding (File No. 3-15654) involving G-Trade Services, Convergex Global Markets Limited and Convergex Execution Solutions on an order directing fourth disbursement of fair fund:

In the Matter of

G-TRADE SERVICES LLC, CONVERGEX GLOBAL MARKETS LIMITED, and CONVERGEX EXECUTION SOLUTIONS LLC

Respondents.

ORDER DIRECTING FOURTH DISBURSEMENT OF FAIR . . .

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