SEC Issues Administrative Proceeding on UBS Financial Services of Puerto Rico
April 27, 2017
April 27, 2017
WASHINGTON, April 27 -- The Securities and Exchange Commission issued the following administrative proceeding (File No. 3-16846) involving UBS Financial Services of Puerto Rico on a notice of proposed plan of distribution and opportunity for comment:
In the Matter of UBS Financial Services Incorporated of Puerto Rico, Respondent.
NOTICE OF PROPOSED PLAN OF DISTRIBUTION AND OPPORTUNITY FOR COMMENT
Notice is hereby given, pursuant to Rule 1103 of the Un . . .
In the Matter of UBS Financial Services Incorporated of Puerto Rico, Respondent.
NOTICE OF PROPOSED PLAN OF DISTRIBUTION AND OPPORTUNITY FOR COMMENT
Notice is hereby given, pursuant to Rule 1103 of the Un . . .