SEC Issues Administrative Proceeding Involving Two Companies
April 27, 2017
April 27, 2017
WASHINGTON, April 27 -- The Securities and Exchange Commission issued the following administrative proceeding (FILE No. 3-12238) involving Bear, Stearns and Co. and Bear, Stearns Securities on an order authorizing the transfer to the U.S. Treasury of the remaining funds and any funds returned to the Fair Fund in the future, discharging the Fund Administrator, and terminating the Fair Fund:
In the Matter of Bear, Stearns & Co. and Bear, Stearns Securities Corp., Respondents.
In the Matter of Bear, Stearns & Co. and Bear, Stearns Securities Corp., Respondents.