SEC Issues Administrative Proceeding on Alliance Capital
April 25, 2017
April 25, 2017
WASHINGTON, April 25 -- The Securities and Exchange Commission issued the following administrative proceeding (File No. 3-11359) involving Alliance Capital on an order directing transfer of remaining funds and any future funds received by the Fair Fund to the U.S. Treasury, discharging the Fund Administrator, and terminating the Fair Fund:
In the Matter of Alliance Capital, L.P., Respondent
ORDER DIRECTING TRANSFER OF REMAINING FUNDS AND ANY FUTURE FUNDS RECEIVED BY . . .
In the Matter of Alliance Capital, L.P., Respondent
ORDER DIRECTING TRANSFER OF REMAINING FUNDS AND ANY FUTURE FUNDS RECEIVED BY . . .