Commission Statement Regarding Decision in Bartko v. SEC
February 23, 2017
February 23, 2017
WASHINGTON, Feb. 23 -- The Securities and Exchange Commission issued the following statement:
"In its January 17, 2017 decision in Bartko v. SEC (No. 14-1070), the United States Court of Appeals for the D.C. Circuit granted in part a petition for review of a Commission order imposing sanctions for violations of the securities laws. The court vacated the portion of the order imposing collateral bars against Bartko, who was associated only with a broker-dealer at the time of hi . . .
"In its January 17, 2017 decision in Bartko v. SEC (No. 14-1070), the United States Court of Appeals for the D.C. Circuit granted in part a petition for review of a Commission order imposing sanctions for violations of the securities laws. The court vacated the portion of the order imposing collateral bars against Bartko, who was associated only with a broker-dealer at the time of hi . . .