SEC Issues Administrative Proceeding on Bob Brakeman Enterprises
January 19, 2017
January 19, 2017
WASHINGTON, Jan. 19 -- The Securities and Exchange Commission issued the following administrative proceeding (File No. 3-17803) involving Bob Brakeman Enterprises:
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940 ("Adviser . . .
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940 ("Adviser . . .