SEC Issues Administrative Proceeding on David I. Osunkwo
August 15, 2017
August 15, 2017
WASHINGTON, Aug. 15 -- The Securities and Exchange Commission issued the following administrative proceeding (File No. 3-16463) involving David i. Osunkwo on an order making findings, and imposing remedial sanctions and a cease-and-desist order pursuant to section 15(b) of the Securities Exchange Act of 1934, sections 203(f) and 203(k) of The Investment Advisers Act of 1940, and section 9(b) of the Investment Company Act of 1940:
In the Matter of
DAVID I. OSUNKWO,
. . .
In the Matter of
DAVID I. OSUNKWO,
. . .