SEC Issues Administrative Proceeding on Capital Dynamics
August 16, 2017
August 16, 2017
WASHINGTON, Aug. 16 -- The Securities and Exchange Commission issued the following administrative proceeding (File No. 3-18113) involving Capital Dynamics on an order pursuant to section 203(k) of the Investment Advisers Act of 1940, making findings, and imposing a cease-and-desist order:
In the Matter of
Capital Dynamics, Inc.,
Respondent.
ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 203(k) OF THE INVESTMENT ADVISERS ACT . . .
In the Matter of
Capital Dynamics, Inc.,
Respondent.
ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 203(k) OF THE INVESTMENT ADVISERS ACT . . .